Organization | • | Office of the Secretary of State, Securities Department | [X] |
| | 1: | | Title: | | | | | Volume/Number: | 2015 November | | | | Issuing Agency: | | | | | Description: | Following is an overview of various requirements for investment advisers registered with the Illinois Securities Department. Please note that this is not a complete listing of all legal requirements under the Illinois Securities Law of 1953 or its Administrative Rules. | | | | Date Created: | 11-30-2015 | | | | Agency ID: | SEC 341.1 | | | | ISL ID: | 000000059833 Original UID: 181195 FIRST WORD: Guide | |
| 2: | | Title: | | | | | Volume/Number: | 2015 November | | | | Issuing Agency: | | | | | Description: | The Illinois Securities Department does not maintain information regarding the value of older securities nor is it able to trace them. However, to assist consumers in search of this kind of information, the department offers the following suggestions: | | | | Date Created: | 11-30-2015 | | | | Agency ID: | Sec 338.1 | | | | ISL ID: | 000000059834 Original UID: 181196 FIRST WORD: Tracing | |
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