| | 1: | | Title: | | | | | Volume/Number: | | | | | Issuing Agency: | | | | | Description: | Providing Investment Advice in Illinois. Under Illinois Law, any person or a firm (investment advisor or financial planner) offering investment advice to consumers in exchange for compensation (fee or commission)--and with more than 5 clients--must be registered as an investment advisor with the Securities Department. | | | | Date Created: | 3/27/06 | | | | Agency ID: | | | | | ISL ID: | 000000000010 Original UID: 35 FIRST WORD: Securities | |
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