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•Securities - Investment Advisors (1)
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•Secretary of State, Securities Division (1)
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Title:  

Securities - Investment Advisors

 
 Volume/Number:    
 Issuing Agency:   
 Description:  Providing Investment Advice in Illinois. Under Illinois Law, any person or a firm (investment advisor or financial planner) offering investment advice to consumers in exchange for compensation (fee or commission)--and with more than 5 clients--must be registered as an investment advisor with the Securities Department. 
 Date Created:  3/27/06 
 Agency ID:   
 ISL ID:  000000000010   Original UID: 35 FIRST WORD: Securities