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•Illinois Business Brokers Act of 1995 (1)
•Illinois Loan Brokers Act of 1995 (1)
•Illinois Securities Law of 1953: effective January 1, 1954 (as amended through August 21, 2003) (1)
•Information Regarding the Filing of a Registration for a Business Opportunity under Section 5-25 and 5-30 of the Business Opportunity Sales Law of 1995 (1)
•Instructions for Registration as a Securities Dealer (1)
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DateCreated
1:

Title:  

Investment Guide for Illinois Consumers

 
 Volume/Number:  2011 June 
 Issuing Agency:   
 Description:  This guide outlines investment options, tips on selecting a broker or investment adviser and the warning signs of investor fraud. Included is a checklist for investors to use when a broker calls. 
 Date Created:  06 22 2011 
 Agency ID:  SEC PUB 9.5 
 ISL ID:  000000044067   Original UID: 23567 FIRST WORD: Investment 
2:

Title:  

Information Regarding Filing a Registration as a Business Broker under Section 10-10 of the Illinois Business Brokers Act of 1995

 
 Volume/Number:  2009 July 
 Issuing Agency:   
 Description:  A listing of documents that must be filed with the Securities Department to register as a Business Broker in the State of Illinois. 
 Date Created:  07 16 2009 
 Agency ID:  SEC 315.1 
 ISL ID:  000000044056   Original UID: 23548 FIRST WORD: Information 
3:

Title:  

Information Regarding the Filing of a Registration for a Business Opportunity under Section 5-25 and 5-30 of the Business Opportunity Sales Law of 1995

 
 Volume/Number:  2005 April 
 Issuing Agency:   
 Description:  List of information that must be filed with the Securities Department to register a Business Opportunity in the State of Illinois. 
 Date Created:  04 22 2005 
 Agency ID:  SEC 310 
 ISL ID:  000000044058   Original UID: 23551 FIRST WORD: Information 
4:

Title:  

Information Regarding Filing a Registration as a Loan Broker under Section 15-15 of the Illinois Loan Brokers Act of 1995

 
 Volume/Number:  2009 July 
 Issuing Agency:   
 Description:  List or information that must be filed with the Securities Department to register as a Loan Broker in the State of Illinois. 
 Date Created:  07 16 2009 
 Agency ID:  SEC 326.2 
 ISL ID:  000000044063   Original UID: 23559 FIRST WORD: Information 
5:

Title:  

Instructions for Registration as a Securities Dealer

 
 Volume/Number:  2009 July 
 Issuing Agency:   
 Description:  To begin the process of registration as a securities dealer in the State of Illinois, an applicant must file the following forms and fees in the manner described with either the Financial Industry Regulatory Authority (FINRA) or the Illinois Securities Department. 
 Date Created:  07 06 2009 
 Agency ID:  SEC 312.3 
 ISL ID:  000000044035   Original UID: 23543 FIRST WORD: Instructions 
6:

Title:  

Illinois Business Brokers Act of 1995

 
 Volume/Number:  2002 February 
 Issuing Agency:   
 Description:  The Illinois Business Brokers Act of 1995, including recent amendments, effective Jan. 1, 2002. This Act provides an invaluable source of information for consumers and business brokers doing business in the state of Illinois. 
 Date Created:  04 10 2002 
 Agency ID:  Sec Pub-6.3 
 ISL ID:  000000044038   Original UID: 23546 FIRST WORD: Illinois 
7:

Title:  

Illinois Securities Law of 1953: effective January 1, 1954 (as amended through August 21, 2003)

 
 Volume/Number:  2004 February 
 Issuing Agency:   
 Description:  The Illinois Securities Law of 1953, including amendments through Aug. 21, 2003.This law governs the offer and sale of securities in Illinois as well as broker-dealers, salespersons, investment advisers and investment adviser representatives. 
 Date Created:  08 18 2004 
 Agency ID:   
 ISL ID:  000000044059   Original UID: 23554 FIRST WORD: Illinois 
8:

Title:  

Illinois Loan Brokers Act of 1995

 
 Volume/Number:  2002 March 
 Issuing Agency:   
 Description:  This booklet contains the Illinois Loan Brokers Act of 1995, including recent amendments, effective Jan. 1, 2002. This Act provides an invaluable source of information for consumers and loan brokers doing business in the state of Illinois. 
 Date Created:  04 29 2002 
 Agency ID:  Sec Pub-5.3 
 ISL ID:  000000044062   Original UID: 23558 FIRST WORD: Illinois