Illinois State Library

Electronic Documents of Illinois

Search results for

Search:
F* in FirstWord [X]
000000044037 in XMLRecordID [X]
rss icon RSS
Results:  1 Item
Sorted by:  
Page: 1
SiteTitle
•Form BR Uniform Branch Office Registration Form General Instructions (1)
Organization
•Illinois Secretary of State. Securities Department (1)
XMLRecordID
•000000044037[X]
DateCreated
1:

Title:  

Form BR Uniform Branch Office Registration Form General Instructions

 
 Volume/Number:    
 Issuing Agency:   
 Description:  The Uniform Branch Office Registration Form (Form BR) is the form used for branch office registration, notification, closing or withdrawal. Broker-dealers and investment advisers must use this form to register or notice file their branch offices in the appropriate jurisdictions and/or with SROs. These instructions apply to the filing of Form BR electronically with the Central Registration Depository ("CRD"). Filers submitting paper filings should read the Special Instructions For Paper Filers (Jurisdictions Only) in conjunction with the other instructions to the form. 
 Date Created:  08 22 2007 
 Agency ID:  Rev. Form BR 
 ISL ID:  000000044037   Original UID: 23545 FIRST WORD: Form